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2024083885501 Thomas Lansing CRD 5920861 AWC ks.pdf
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2024083885501 Thomas Lansing CRD 5920861 AWC ks.pdf
In December 2021, Lansing agreed to be a named beneficiary of a life insurance policy belonging to a securities customer, who was not a family member, without his firm's approval. In September 2024, a few months after his customer died, Lansing received a bequest of more than $50,000 from the policy, again without his firm's approval. Lansing has since repaid the bequest to the decedent customer's estate. As a result, Lansing violated FINRA Rule…
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